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Bangladesh Securities and Exchange Commission

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Bangladesh Securities and Exchange Commission

Sl.NoDateSubjectCommission’s Decision 1December 29, 2021

Non-compliance securities law against AB & Company Ltd. 

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2December 30, 2021

Non-compliance securities law against Bank Asia Securities Ltd. 

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3December 28, 2021

Non-compliance securities law against BRAC EPL Stock Brokerage Ltd. 

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4December 30, 2021

Non-compliance securities law against Chowdhury Securities Ltd. 

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5December 29, 2021

Non-compliance securities law against Dayton Holdings Ltd. 

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6December 29, 2021

Non-compliance securities law against Dhaka Stock Exchange Ltd. 

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7December 28, 2021

Non-compliance securities law against Doreen Capital Management Ltd. 

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8December 30, 2021

Non-compliance securities law against Eastern Shares & Securities Ltd. 

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9December 29, 2021

Non-compliance securities law against EBL Securities Ltd.

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10December 28, 2021

Non-compliance securities law against Elegant Stock & Securities Ltd. 

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11December 28, 2021

Non-compliance securities law against Ettihad Securities Ltd. 

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12December 28, 2021

Non-compliance securities law against Farida Raquib Securities Ltd. 

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13December 9, 2021

Non-compliance securities law against Federal Securities and Investment Ltd. 

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14December 28, 2021

Non-compliance securities law against Fortune Securities PVT. Ltd. 

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15December 27, 2021

Non-compliance securities law against Habibur Rahman Securities Ltd. 

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16December 29, 2021

Non-compliance securities law against Harpoon Securities Ltd. 

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17December 27, 2021

Non-compliance securities law against ICB Securities Trading Company Ltd. 

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18December 26, 2021

Non-compliance securities law against Kazi Firoz Rashid Securities Ltd. 

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19December 29, 2021

Non-compliance securities law against Khulna Power Company Ltd. 

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20December 30, 2021

Non-compliance securities law against K-Securities and Consultants Ltd. 

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21December 29, 2021

Non-compliance securities law against LankaBangla Securities Ltd. 

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22December 29, 2021

Non-compliance securities law against Latif Securities Ltd. 

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23December 28, 2021

Non-compliance securities law against Lotus Shares & securities Ltd. 

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24December 28, 2021

Non-compliance securities law against Mercantile Bank Securities Ltd. 

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25December 29, 2021

Non-compliance securities law against Mika Securities Ltd. 

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26December 27, 2021

Non-compliance securities law against Modern Securities Ltd. 

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27December 29, 2021

Non-compliance securities law against Mr.Mohammad Ebadat Hossain Bhuiyan 

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28December 29, 2021

Non-compliance securities law against Mona Financial Consultancy & Securities Ltd. 

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29December 30, 2021

Non-compliance securities law against M-Securities Ltd. 

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30December 28, 2021

Non-compliance securities law against NCCB Securities and Financial Services Ltd. 

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31December 28, 2021

Non-compliance securities law against Nouvelle Securities Ltd. 

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32December 30, 2021

Non-compliance securities law against Prime Bank Securities Ltd. 

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33December 29, 2021

Non-compliance securities law against SAHCO Securities Ltd. 

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34December 29, 2021

Non-compliance securities law against Shahed Securities Ltd. 

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35December 28, 2021

Non-compliance securities law against Shahjalal Islami Bank Securities Ltd. 

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36December 28, 2021

Non-compliance securities law against Sharp Securities Ltd. 

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37December 28, 2021

Non-compliance securities law against Shyamol Equity Management Ltd. 

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38December 29, 2021

Non-compliance securities law against Summit Industrial & Mercantile Corporation Ltd. 

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39November 29, 2021

Non-compliance securities law against Syed Mahmudul Haque 

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40December 27, 2021

Non-compliance securities law against UCB Stock Brokerage Ltd. 

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41December 28, 2021

Non-compliance securities law against UGC Securities Ltd. 

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42December 29, 2021

Non-compliance securities law against UGC Securities Ltd. 

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43December 28, 2021

Non-compliance securities law against United Financial Trading Company Ltd. 

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44December 28, 2021

Non-compliance securities law against Western Securities Investment Management Ltd. 

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45December 6, 2021

Non-compliance securities law against AD Holdings & Securities Ltd. 

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46December 22, 2021

Non-compliance securities law against BRACK EPL Stock Brokerage Ltd. 

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47December 12, 2021

Non-compliance securities law against Commerce Bank Securities & Investment Ltd. 

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48December 20, 2021

Non-compliance securities law against Delta Capital Ltd. 

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49December 15, 2021

Non-compliance securities law against EBL Securities Ltd.

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50December 20, 2021

Non-compliance securities law against EBL Securities Ltd. 

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51December 22, 2021

Non-compliance securities law against Elegant Stock & Securities Ltd. 

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52December 26, 2021

Non-compliance securities law against ETBL Securities & Exchange Ltd. 

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53December 19, 2021

Non-compliance securities law against Expo Traders Ltd. 

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54December 13, 2021

Non-compliance securities law against HAC Securities Ltd. 

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55December 20, 2021

Non-compliance securities law against Haji Ahmad Brothers Securities Ltd. 

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56December 20, 2021

Non-compliance securities law against Hazrat Amanat Shah Securities Ltd.

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57December 12, 2021

Non-compliance securities law against IFIC Securities Ltd. 

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58December 19, 2021

Non-compliance securities law against Joytun Securities International Ltd.               

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59December 20, 2021

Non-compliance securities law against Mika Securities Ltd. 

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60December 22, 2021

Non-compliance securities law against Moshihor Securities Ltd. 

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61December 21, 2021

Non-compliance securities law against MTB Securities Ltd. 

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62December 20, 2021

Non-compliance securities law against NCCB Securities & Financial Services Ltd. 

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63December 20, 2021

Non-compliance securities law against Peace Securities Ltd. 

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64December 12, 2021

Non-compliance securities law against Popular Life Securities Ltd.

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65December 12, 2021

Non-compliance securities law against Rasti Securities Consultant Ltd. 

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66December 20, 2021

Non-compliance securities law against Salta Capital Ltd. 

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67December 20, 2021

Non-compliance securities law against Shajahan Securities Ltd. 

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68December 13, 2021

Non-compliance securities law against Sharp Securities Ltd. 

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69December 12, 2021

Non-compliance securities law against Stock & Bond Ltd. 

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70December 12, 2021

Non-compliance securities law against Synthia Securities Ltd. 

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71December 6, 2021

Non-compliance securities law against USB Capital Management Ltd. 

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72December 5, 2021

Order against Anirban Das Gupta (Uniroyal Securities Ltd.) 

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73December 9, 2021

Order against Premier Bank Securities Ltd. 

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74December 5, 2021

Order against Trustee Securities Ltd. 

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75December 5, 2021

Order against Uniroyal Securities Ltd. 

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Bangladesh Securities and Exchange Commission

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